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Request Forms
To request account forms, to be mailed to you, including IRA forms, please call our New Accounts Department at 1-800-927-3425.
Important Notice About Required Minimum Distributions in IRAs
Account Applications and Forms
- Brokerage Accounts
- IRA's
- Cash Management
- Account Management
Individual Brokerage Account |
Individual | Open Online |
Joint Account |
Joint Account | Open Online |
Corporate Accounts |
Corporate | |
| Partnership | ||
| Limited Liability Corporation (LLC) | ||
| Sole Proprietorship | ||
Trust, Custodian and Investment Clubs |
Trust | |
| Custodian | ||
| Investment Club | ||
For International Accounts*, please include: |
Important Information for International Accounts | |
| Foreign Account Due Diligence Questionnaire | ||
| W-8BEN | ||
| W-8BEN Instructions | ||
For Resident Alien Accounts, please include: |
W-9 | |
| Resident Alien Presence Test | ||
Option Account Forms |
Option Application | |
| Option and Spread Trading by Retired Person | ||
| Option and Spread Trading in SDIRA | ||
| Option Trading in a Custodial Account | ||
Margin Account Forms |
Margin Application & Disclosure | |
Priority Account |
Priority Account Application (Legal Paper) |
Priority Plus Account |
Priority Plus + Spectrum Connect Account Application (Legal Paper) |
Direct Deposit |
Direct Deposit Authorization |
Electronic Transfer (ACH) |
Authorization for Electronic Transfer |
Account Transfers |
Account Transfer Form |
Agreements, Privacy Notice, Information |
Customer Agreement |
| Margin Disclosure Statement | |
| Privacy Notice | |
| Direct Access Agreement | |
Power of Attorney |
Limited Power of Attorney (LPOA) |
Wire Transfers, Desposits & Check Requests |
Domestic Wire Transfer Request |
| International Wire Transfer Request | |
| Important Information Regarding Wire Transfers | |
| Check Request Form | |
| IRA Deposit Slip | |
Account Management |
Change of Address |
| Letter of Authorization to Journal Funds or Securities | |
| Irrevocable Stock Power Form | |
| IRA Beneficiary Change | |
| IRA Distribution Form | |
| Penny for the Lot Letter |
Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Regal. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Regal at 1-800-927-3425 or by mailing your request to Regal Discount Securities, 950 Milwaukee Ave., Ste. 102, Glenview, IL 60025. Because of the importance of tax considerations, Regal recommends consulting your tax advisor before contemplating any options transaction. Supporting documentation for any claims, comparison, recommendations, statistics, or other technical data, will be supplied upon request.
* We accept unsolicited accounts from non-U.S. residents from the following countries: Austria, Australia, China, Germany, Ireland, Luxembourg, Mexico, Netherlands, New Zealand, Singapore, South Africa, Switzerland and the United Kingdom (England, Northern Ireland, Scotland and Wales).
© Copyright 1998-2012 Regal Discount Securities, a division of Regal Securities, Inc. Member FINRA/SIPC
The information on this web site is for discussion and information purposes only. All accounts accepted at the discretion of Regal which accepts customer orders only on an unsolicited basis, and does not make any recommendations regarding any security or securities product with the possible exception of orders executed by our full service bond desk. Nothing contained herein should be considered as an offer to buy or sell any security or securities product. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data.